Business Continuity Plan

Member FINRA – SIPC

The Securities Group, LLC, (“TSG”) is a privately held Broker/Dealer firm specializing in healthcare partnerships with physicians. TSG has syndicated 150+ healthcare projects including whole hospital exemptions, ambulatory surgery centers, surgical hospitals, PET Imaging facilities, CATH labs, and a prostate cancer supplement LLC with up to 400 physician investors.

TSG is registered in 45 states and can generally complete the state registration process in 30 days depending on the nuances of each state. Since we're a boutique firm, we can be flexible with our clients in terms of the services they require for their various projects. Generally, TSG’s involvement begins as the Private Offering Memorandum is being developed to assist in the review process and ensure FINRA compliance.

TSG typically establishes the escrow relationship by contracting with the bank of choice. We also meet with local banks to ensure at least one financing option for investors. Our team facilitates all individual meetings with prospective investors in conjunction with the appropriate members of our client’s team. We remain in the market until the subscription package and checks are collected and the offering is completed.